Fintech Legislation, Policies and Guidelines

Legislation
 

CBTT

• • E-Money Issuer (Amendment) Order, 2023

• • Central Bank Act Chap. 79:02

• • Financial Institution Act Chap. 79:09

• • E-Money Issuer Order, 2020

• • Circular Letter - Supervisory Ladder of Intervention Policy - June 2022

• • Policy - Supervisory Ladder of Intervention Policy - May 2022

FIUTT

• • Financial Intelligence Unit: Legal Framework

TTSEC

• • The Securities Act 2012 (as Amended)

 

Other Relevant Legislation
 

• • The Exchange Control Act Chap 79:50

• • Data Protection Act No. 13 of 2011

• • Electronic Transaction Act No. 6 of 2011

• • Electronic Transfer of Funds Crime Act, 2000

• • Computer Misuse Act, 2000

• • Companies Act

 

Policies
 

CBTT
 

• • Key Tenets of the CBTT Fintech Policy

• • Policy Proposal Document for a Payments Systems Bill for Trinidad and Tobago - May 2021

• • Circular Letter - Consultation on the Draft Policy Proposal Document for a Payments Systems Bill for Trinidad and Tobago

 

FIUTT

 

TTSEC

TTSEC Fintech Policy (Coming Soon)

 

Guidelines
 

CBTT

• • Corporate Governance Guideline Revised - March 2021

• • Fit and Proper Guideline – October 2019

• • Personal Questionnaire and Declaration Form

• • Corporate Questionnaire and Declaration Form

• • Market Conduct Guideline – November 2018

• • Outsourcing Guidelines for Financial Institutions – February 2022

• • Security Systems Safeguarding Customer Information – May 2005

• • Licensing and Operation of Interbank Payment Systems – November 2012

• • Registration and Operation of Non-Interbank Payment Systems – November 2012 (under review)

• • Operation of Payment Service Providers – November 2012 (under review)

• • Oversight of Systemically Important Payment Systems – December 2012 (under review)

• • Draft Guideline for Non-Bank Non-Financial Institutions in Retail Payments – April 2020 (for Consultation)

 

FIUTT

• • Guidance Note on STR-SAR Reporting Standard – October 2019

• • Guidance Note on Procedures for Reporting Terrorists Funds

• • Guidance Note to reporting Entities on Sanctioned Entities pursuant to Orders
  made under the Economic Sanctions Act

• • Guidance to AML CFT Compliance Programme – May 2019

• • FIU- PEP Guidance Note – 2017

 

TTSEC

• • Amended Repurchase Agreements Guidelines - July 2018

• • Guidelines for Collective Investment Schemes

• • TTSEC AML Guidelines